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Rule-based classification and mapping of ecosystem services with data on the integrity of forest ecosystems

Abstract

Background

The state of ecosystems influences their services for humans. Therefore, the European Union aims to assess and map ecosystem conditions and ecosystem services at the level of the Union and the Member States to implement maintenance or protection measures, if necessary.This paper examines the relationship between forest ecosystem conditions and ecosystem services at the national level, using Germany as an example. The aim is to create a methodology that allows users to understand and predict how the potential supply of selected ecosystem services might change over time under the influence of climate change and atmospheric nitrogen deposition, and that is reproducible, unlike previous approaches. To this end, the methodology was operationalised in a quantitative and rule-based manner.

Methods and results

The multitude of forest ecosystem types were grouped into 78 classes according to the degree of similarity of their ecological characteristics that influence the provision of ecosystem services. Thereby, ecoclimatic, soil hydrological and nutrient balance characteristics and 12 potential ecosystem service capacities were taken into account. Three potential ecosystem services were quantified for representatives of the ecosystem type classes. The ecosystem service classification was mapped for all of Germany.

Conclusions

The methodology presented enables a transparent and thus a reproducible classification of current and future ecosystem services

Background

Ecosystem services are the benefits that people receive from ecosystems. They depend on ecosystem structures (e.g., biotic and abiotic ecosystem elements) and on their energetic and material relationships, i.e., their functions, and on the biological, chemical and physical processes (processes) underlying them. If ecosystem structures and functions move away from a defined reference state, stages of change in ecosystem integrity up to the replacement of one ecosystem type by another can be illustrated using quantitative data from environmental monitoring and modelling [1, 2]. Ecosystem integrity determines the provision of ecosystem services such as regulating services (e.g., nutrient, climate regulation, erosion control), supply services (e.g., food, water, fuels) and cultural services (e.g., recreation, landscape aesthetics) [3].

Among a bunch of environmental factors, climate change and atmospheric nitrogen deposition can change the integrity of ecosystems, i.e., their structures and functions, and thereby also limit their benefits for humans, the ecosystem services [4]. Jenssen et al. [1, 2] presented a spatially explicit concept for classifying changes in ecosystem integrity on different spatial levels. This methodology enables an integrative assessment of changes in ecosystem integrity. It was based on an extensive vegetation database, nationally available data from maps and long-term monitoring programmes. It is supplemented by dynamic modelling of future climate and soil conditions. This approach supplements existing assessment procedures coping with ecosystem conditions and integrity by more strongly incorporating abiotic environmental factors and their changes as drivers of ecosystem integrity.

According to Objective 2 Measure 5 of the European Biodiversity Strategy [5], all EU Member States are required to “map and assess the state of ecosystems and their services in their national territory” ([5], p. 5). Methodological guidelines were developed to support the individual EU member states in implementing this measure [6, 7]. For example, the classification of ecosystem servicves can be achieved using the so-called matrix method [8]. Here, the ecosystem services are classified according to a relative scale of 0–5 (0 = not significant, 5 = very high) and linked with different spatial mapping units [9]. The method has, therefore, already been applied in numerous studies and is constantly being further developed [9,10,11]. The EU recommends the method for spatial representation and “rapid assessment” (Jacobs et al. 2015) of ecosystem services in the framework of the European Biodiversity Strategy [12].

A methodological problem of the matrix method is that the ordination of is not always based on quantitative information and is not rule-based. Methodological transparency is often lacking as a prerequisite for objective, reliable (reproducible) and valid results [13]. In addition, the publications on the application of the matrix method lack information on the scatter range of expert-based ratings, this would be a measure of the objectivity of the method, and repeated assessments by the same experts would allow its reproducibility to be assessed. Consequently, Sohel et al. [11] emphasised the methodologically necessary consideration of quantitative biophysical indicators and empirical modelling. Therefore, the aim of this contribution is to develop and present a methodology with which ecosystem services can be classified and mapped in a rule-based, transparent and automated way on the basis of monitoring data and data modelled for projections for Germany as a whole, for regions (e.g., Kellerwald National Park, German federal state Hesse) and individual forest locations. In this article this is done rule-based for up to 14 ecosystem services according to the Common International Classification of Ecosystem Services [14].

The CICES catalog of ecosystem services  [14] forms the common basis for recording ecosystem services at the European level (Table 1).

Table 1 Classification of ecosystem services relevant in Germany according to CICES (slightly modified after Albert et al. [15])

Methods

The basic function of the presented methodology is rule-based classification. Rule-based classifiers are just another type of classifier which makes the class decision depending using various “if … else” rules [16]. These rules are easily interpretable and thus these classifiers are generally used to generate descriptive models. Thereby, a continuous (or quasi-continuous) characteristic may be treated as a discrete characteristic or a cardinally scaled characteristic is transformed into an ordinally scaled characteristic. This may be appropriate for several reasons. In this case, characteristic values are combined into groups or classes, e.g., because each value occurs too rarely or is used in automated rules. This process is also called grouping (= classification) of data or data binning. Discrete binning or bucketing is a data pre-processing technique used to reduce the effects of minor observation errors. The original data values which fall into a given small interval, a bin, are replaced by a value representative of that interval, often the central value. A grouping/classification is usually accompanied by a loss of information, since the measurement accuracy is artificially reduced. However, if necessary, the representation and possibly also the statistical processing is simplified. Each classification corresponds basically to a transformation at least back to the ordinal scale. The property of the cardinal scale, namely that the distances are measurable and sensibly interpretable, is actually lost. Nevertheless, it should be kept in mind that the presented methodology explicates in detail the classification/binning of the data and their ordination required for rule generation. In contrast to the matrix method, this transparency makes any classification of ecosystem integrity and ecosystem services agent-independent (objective) and thus reproducible at any time. The presented method is, therefore, objective, reproducible (reliable) and construct valid.

The aim of ecosystem services assessment is to derive the need for, and the type and extent of, measures to restore the highest possible performance by comparing the performance potentials in the reference state with the current or predicted performance of an ecosystem. For this purpose, it is necessary to define the evaluation criteria on the basis of measurable parameters so that the derivation of the evaluation is comprehensible and the results are repeatable. Only an assessment of current ecosystem services based on clearly determinable parameters makes it possible to objectively assess the deviation from the performance potential of the ecosystem and thus to derive a realistic need for action to restore the possible performance. The following scheme (Fig. 1) shows the process according to which the methodology presented here is applied. The first step for a rule-based assessment of ecosystem services (ECOS) consists of a rule-based classification of ecosystem types. The second step includes the qualitative assessment of the ECOS for each ecosystem type. Retrospectively, in the third step, the performed classification of ecosystem types has to be reviewed on the basis of the differentiated assessment of the ecosystem services and adjusted if necessary.

Fig. 1
figure1

Procedure for the application of the methodology

Classification of forest ecosystem types in Germany

The classification of ecosystem types into ecosystem type classes should be done with the aim of grouping together ecosystem types with similar vegetation types (species composition, structure and use) and similar site parameters, if they also have qualitatively and quantitatively comparable ecosystem service potentials. As few ecosystem type classes as possible should be segregated to ensure clarity, but as many as necessary to ensure clear delineation from each other in terms of site characteristics, vegetation type, and ecosystem integrity. Forest ecosystem types can be unambiguously assigned to site types in Germany if they are defined by a combination of ecoclimatic zones, soil moisture stage and nutrient cycle type [1, 2, 17]. This is described in the following.

The climate classification is based on plant-geographical distribution patterns of near-natural forest plant communities or their main tree species and assignment of ranges of mean annual temperature and total annual precipitation (Table 2). In this way, the climate classification can be traced at any time using the original DWD data [18] and, if necessary, updated (e.g., 1991–2020).

Table 2 Eco-climatic zones based on annual mean temperature and annual total precipitation (according to BMVBS [19]) using the distribution of the main tree species in Germany

The classification of soil moisture levels was also based on plant physiological aspects.The volumetric water content in the topsoil (m3 water/m3 soil) refers to the range of field capacity in the effective rooting zone. The lower range limit given in Table 3 for the anhydromorphic soil forms results from the water content at the permanent wilting point at pF = 4.2 ([20], p. 350), the upper range limit at saturated field capacity, i.e., at pF = 1.8. The range given in Table 3 for the hydromorphic soil forms results from the water content at pF 0.5–1.8.

Table 3 Moisture levels based on volumetric water content following Schulze [21]

The classification of the nutrient cycle types of Germany’s forest ecosystems was based on the C/N ratio in the topsoil (averaged over humus topsoil + 5 cm mineral topsoil) and base saturation (averaged over the entire rooting zone) following Jenssen et al. [1, 2], supplemented from Sucoow, [22,23,24]. The nomenclature of the groups is based on Schulze [21] (Table 4).

Table 4 Classes of nutrient cycle types based on C/N ratio and base saturation according to Schulze [21]

The grouping of forest ecosystem types by main tree species was based on the mapping of forest types in the Corine Land Cover data base for Germany [1, 25] (Table 5).

Table 5 Result of classification of forest ecosystems based on abiotic site factors and forest types

Linking ecosystem type classes reference states with ecosystem services

The 78 ecosystem type classes were then linked with the respective data on the reference state by applying transparent rules enabling the reproduction of the results. To evaluate the potential of ecosystem services of the 78 ecosystem type classes the relevant CICES classes (Table 1) were applied, refined, and underscored. The rating scale is broken down into 6 value levels:

  • 0 = Ecosystem services potential of no importance.

  • 1 = Ecosystem services potential with low significance.

  • 2 = Ecosystem services potential with moderate significance.

  • 3 = Ecosystem services potential with medium significance.

  • 4 = Ecosystem services potential with high significance.

  • 5 = Ecosystem services potential with very high significance.

The habitat function, the carbon storage function and the primary biomass production were examined in more detail, i.e., the ordinal scales for the criteria are underpinned with measurement data. The other functions listed here (Table 6) were initially evaluated here “only” by means of a rough expert estimate but not always based on measured data.

The evaluation was carried out for each of the 78 ecosystem type classes for each ecosystem service class on the basis of the above criteria (Table 6). The criteria were weighted for evaluation according to the order in which they were mentioned. First, the first-mentioned criterion was assessed according to the ordinal rating scale in Table 6, then additions or deductions were made for the subsequent criteria.

The assessment of ecosystem service potentials according to the ordinal scale in Table 6 took into account the general relative value of forests and woodlands within an assessment framework for a variety of land use types. Thus, for example, ecosystem service potentials that a forest generally cannot fulfill as well as grassland or arable land (e.g., groundwater recharge function) were evaluated with value levels < 5, while other ecosystem service potentials that can only be maximally realised in forests (e.g., climatic-ecological and air-hygienic balancing function) were generally assigned value levels > 1.

The method serves the user in particular to classify status information to estimate possible deviations of the current status from the reference status in the concrete individual case. Thus, users can identify the influencing factor that significantly causes the degree of deviation of the current service function from the service potential in the reference status and derive the strategy for effective restoration measures of the ecosystem services potential from this.

In-depth analysis of the three most important ecosystem services

The analysis focused on the following three ecosystem services:

  1. 1.

    Habitat function (classified by CICES as “self-regulation and self-organisation of ecosystems”, Table 6);

  2. 2.

    Carbon storage function (for CICES to be assigned to the “contribution to global climate regulation”, Table 6);

  3. 3.

    Primary biomass production (tree wood) (classified in the CICES class “vegetable and animal raw materials”, Table 6).

These three ecosystem services were selected, because they are exemplary and significant for regulatory and maintenance services and of nationwide and regional importance. The aim of the classification of the ecosystem services was to derive the necessity as well as the type and scope of measures for restoring the highest possible efficiency by comparing the ecosystem service potentials in the reference state with current and probable future ecosystem services potentials. For this purpose, it was necessary to underpin the ecosystem services classification rule-based, if possible on the basis of quantitative indicators, so that the procedure is comprehensible and transparent and the results reproducible. Only such a transparent, quantitative methodology for the classification of ecosystem services makes it possible to objectively determine the deviation from the ecosystem services potential in the reference state and thus to determine a realistic need for action to restore the ecosystem services potential. It is true that the smaller the deviation of the currently detectable (possibly anthropogenically impaired) ecosystem services from the potential of services of the ecosystem type class in the reference state, the higher the functional capacity of the ecosystem is to be ordinate. The prerequisite for this was first of all an assessment of the potential service of the ecosystem type class in its reference state, as illustrated below using three ecosystem services as examples. The information bases for this are the data used for the quantitative description and Germany-wide mapping of ecosystem type classes, land use data (Corine Land Cover, [25]), the use differentiated soil overview map of Germany 1:1,000,000 (BÜK 1000N, [26]) as well as climate data 1981–2010 of the German Weather Service  [18].

Ordinating ecosystem service Habitat

For the evaluation of the potential services of an ecosystem type class as habitats for plants and animals, the following criteria are of primary importance ([27], expanded and modified).

  1. a.

    Hemeroby (degree of naturalness)

  2. b.

    Compositional completeness

  3. c.

    Habitat value for fauna

  4. d.

    Vulnerability/need for protection

  5. e.

    Recoverability/restorability/replacability of habitats

  6. f.

    Maturity

  7. g.

    Position within the biotope network

These criteria are defined below and assigned in Table 6 to the six ecosystem service levels 0 to 5 mentioned in the above “Linking ecosystem type classes reference states with ecosystem services” section.

  1. (a)

    Hemeroby

    This is to be understood as the deviation of the current ecosystem type class from the current potentially natural vegetation type (Table 6). Hemeroby is a measure of an ecosystem's ability for self-regulation.

  2. (b)

    Compositional completeness

Relative compositional completeness of flora and characteristic vegetation structure

The “National Strategy on Biological Diversity” [28] aims at the conservation and development of natural and semi-natural forest communities. This requires using the degree of similarity of the species composition and vegetation structure of an ecosystem to a reference state as a criterion for classifying the biodiversity of an ecosystem type class (Table 6). The species combinations in the reference status of ecosystem types that have been quantitatively described at sites with little or no pollution around 1961 or before serve as a reference. The comparison of the potential with the current species composition and its vegetation structure is the measure for the classification of biodiversity in terms of the above-mentioned biodiversity strategy.

  1. (c)

    Habitat value for fauna

    The evaluation of the potential ecosystem service of an ecosystem type class as a habitat for animals is based on species groups that have more or less distinct preferences for certain ecosystem type class as (partial) habitats. A high score applies for ecosystem types with as many (partial) habitat functions as possible for as many animal groups as possible (Table 6). Natural wet forests have a very high habitat value for the indicator animal species. The anhydromorphic near-natural forests and semi-natural openland ecosystem types have high habitat values. Managed forests usually have an average habitat value for their indicator animal species. The habitat requirements of selected species protected under EU law is listet in Additional file 1: Table S1.

  2. (d)

    Vulnerability/need for protection

    Ecosystem types that are designated as Flora Fauna Habitat types (Annex I FFH Directive) are of particular importance. Ecosystem types that provide habitats for protected species are of great importance. The following regulations and directives identify particularly vulnerable protected assets in terms of habitats (Table 6):

    • Directive 2009 /147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (FFH Annex II and IV)Annex A VO 1332/2005 EC Species Protection Regulation (EC REG)

    • Annex B VO 1332/2005 EC Species Protection Regulation (EC REG)

    • Federal Species Protection Ordinance (BArtSchV) Annex 1, column 2

    • Federal Species Protection Ordinance BArtSchV Annex 1, column 3

    Species protected under EU law that are relevant in Germany are listet in Additional file 1: Table S1.

  3. (e)

    Recoverability/restorability/replacability of habitats

    If, after planting/seeding/establishing an initial vegetation (trees, shrubs and/or dominant grass species, soil and water regime design), a functioning and self-regenerating ecosystem has been established within the time specified under recoverability (Table 6), the ecosystem type is deemed to have been restored.

  4. (f)

    Maturity

    Near-natural woods in the mature stage have the highest possible habitat potential for most animal and plant species typical for the forest ecosystem, as the native species are evolutionarily particularly well adapted to the climax woods that existed almost everywhere before the Middle Ages. The maturity of ecosystems is a non-linear process over time. A mature ecosystem is characterized by a mosaic of structures, uneven-aged mixed stands of different tree species, and diverse compositions of lower vegetation layers. Nevertheless, the term maturity is to be used here to describe a self-organising stage of wood development (Table 6).

  5. (g)

    Importance within the biotope network

    The importance of ecosystem type classes in the biotope network system (Table 6) will also be measured by its function as habitat or partial habitat of species with very large area requirements (e.g., griffins, large mammals, etc.).

    The ordination of the habitat function for 78 ecosystem type classes is given in “Results and discussion” section. The integration of the criteria-specific evaluation took into account a ranking of the criteria which assumes that the individual criteria should not be included in a merge on an equal footing. The weighting was derived from the frequency of mention of the respective criterion as a requirement for habitat functions for the protected species relevant in Germany in Additional file 1: Table S1. Hemeroby was given first priority, and the following criteria were prioritised in the order in which they were listed. The following equation was then used to make additions to or deductions from the hemeroby score:

    $$L = N + \left( {\left( {R - N} \right)*0.5} \right) + \left( {\left( {H - N} \right)*0.25} \right) + \left( {\left( {S - N} \right)*0.125} \right) + \left( {\left( {W - N} \right)*0.06} \right) + \left( {\left( {M - N} \right)*0.03} \right) + \left( {\left( {B - N} \right)*0.015} \right),$$

    L is the score for total habitat function; N is the Hemeroby for closeness to nature; R is the classification points for the relative compositional completeness of flora and characteristic vegetation structure; H is the score for habitat value for fauna; S is the score for the need for protection; W is the score for recoverability; M is the score for the maturity certificate; B is the score for the position in the biotope network system.

    The results of the evaluation of the individual criteria and the overall evaluation of the potential services of an ecosystem type class as habitat are listed in “Results and discussion” section, Table 21, Column 6 for the 78 ecosystem type classes.

    Accordingly, ecosystem type classes with near-natural mixed forests on rare extreme sites, e.g., the moist and wet forests as well as the near-natural forests of the nutrient-poor and/or dry sites have the highest ecosystem services ordination scores. In addition to the high hemeroby score, the high protection status also contributes to this. Conifer reforests, on the other hand, usually have low scores. However, if they correspond to the potentially natural vegetation in terms of tree species composition and differ from it only in the over-representation of the main needle tree species and in the absence of secondary tree species, they may also reach medium scores.

Ordinating ecosystem service carbon storage

Carbon (C) is fixed and thus stored in the living biomass and in the soil organic matter. However, the proportion of carbon in living biomass is about one third compared to the stock in the soil [29]. In the following, therefore, the carbon storage function in the soil will be considered in simplified terms. A part of the C stock from dead biomass is in the (not yet) decomposed leaf/needle litter in the humus layer (in the German forest soils approx. 18% on average—[30]. The largest C-reserve (59%—ibid.) is present in the mineral soil layer up to 30 cm. Here, the humic substances are integrated into organo-mineral complexes (e.g., clay–humus complexes) that are stable in the long term.

The following criteria are of particular importance for ordinating the service potentials of the ecosystem type classes for C storage [30]:

  1. a.

    Clay content

  2. b.

    Mass of litter and harvest residues

  3. c.

    Decomposability of litter and harvest residues

  4. d.

    Annual mean temperature and annual precipitation total

  5. e.

    Soil water content

  6. f.

    pH value.

The ordination of the ecosystem service C storage was performed according to Table 6. The ecosystem service ordination was carried out by assigning the levels (0 to 5: very low to very good) to a classified expression of the characteristics previously mentioned under (a) to (f).

Table 6 Rules for the classification of ecosystem services
  1. (a)

    Clay content

    Since the C stock in the organic layer averages only about one fifth of the C stock in the mineral soil, the clay content is significantly positively correlated with the C stock for the soil profiles [30]. However, clay content is also a criterion which, among other factors, influences soil fertility (and thus the amount of needle and leaf litter), soil water content, effective cation exchange capacity and pH (and thus the activity of humus decomposers). The clay content is the strongest factor influencing carbon storage [30,31,32].

  2. (b)

    Mass of litter and crop residues

    Carbon is predominantly stored in soil in organic form. It results in part from non-mineralised components, in particular from undecomposed or partially decomposed components of the plant litter and harvest residues (leaves, needles, bark, branches, coarse roots, fine roots). In forests, the litter mass is dependent on soil fertility, but also on the main tree species, with some stock-forming tree species preferring soils to a certain nutritional level and thus acting as indicators of soil fertility.

  3. (c)

    Decomposability of litter and harvest residues

    The decomposability of plant residues depends (also) on the chemical composition of the litter. A low C/N ratio and a high pH value in the fresh litter promote rapid degradation. A well studied criterion for decomposability is the decomposition time of the litter and harvest residues [33].

  4. (d)

    Soil water content

    A good water supply combined with a good oxygen supply promotes the activity of the decomposors and thus the formation of stable clay–humus complexes in the mineral soil. Drought, on the other hand, leads to a reduction in activity. But anaerobic conditions in the soil also inhibit the mineralisation of the litter. Although degradation also takes place in the case of oxygen deficiency, since methanogenic microorganisms, for example, take over the mineralization, the degradation process under anaerobic conditions is much slower and usually incomplete  [34]. The inhibition of degradation in water-saturated soils can take on such proportions that peat layers are formed from little decomposed litter, which in turn accumulate a high stock of organically bound carbon [22].

  5. (e)

    Annual mean temperature and annual precipitation total

    While the carbon stock in humus increases at high water contents and lower annual average temperatures, the carbon accumulation rate in the mineral soil, where the highest proportion of the C stock is located, decreases at high water contents and low temperatures. The rate of mineralization of organic matter and the subsequent formation of stable organo-mineral complexes is controlled, among other things, by temperature and precipitation. The biological activity of mineralising soil organisms increases with increasing soil temperature. The soil temperature in the biologically active topsoil is rarely measured and depends on the annual average air temperature (Table 6). The activity of humus-decomposing soil organisms is inhibited by anaerobic conditions in the soil. High levels of precipitation lead to anaerobic conditions more frequently and for longer periods of time [33].

  6. (f)

    pH(H2O)-value

    In different pH-value ranges, the organism community in the soil is composed of different species or species groups, which develop different decomposition intensities. At a pH(H2O) value < 4.2, for example, earthworms and bristle worms are no longer viable. In addition to humus decomposition, they are also responsible for combining humic and mineral substances and transporting them from the overburden to the upper mineral soil layer. On the other hand, the pH value is usually highly correlated with the base saturation, so that a high pH value is also an indicator of a good nutrient cation supply for the humus destruents. The lower the pH, the lower the activity of the destructants [35]. However, a high activity of the destruents is the prerequisite for the formation of organo-mineral complexes in the mineral soil, where the largest C content is stored.

    When the criteria-specific ordination scores were integraded, a ranking of the criteria was taken into account which assumes that the individual criteria should not be equally weighted. The criterion of clay content was given first priority, followed by the production of litter mass. The production of litter mass only results from the plant physiologically possible maximum litter mass production, relativised on the basis of the yield potential of the soil. The third priority is given to the influencing factors on the decomposition activity of the humus destructors. The influencing factors pH value, climate, volumetric water content in the soil and the decomposition time are equally weighted and combined to form an arithmetic mean value (Table 7).

    Table 7 Rules for integrating the criteria-specific classifications of carbon storage potentials

    To classify the clay content, additions or deductions were made according to the following equation:

    $$K = T + \left( {\left( {S - T} \right)*0.5} \right) + \left( {\left( {D - T} \right)*0.25} \right),$$

    with K is the total classification of the carbon storage function; T is the total content classification; S is the classification of spreading mass production; D is the classification of the influence on destructor activity.

    The weighting of the criteria for the assessment of carbon storage capacity follows the analysis and evaluation of the soil condition survey in Germany 2006–2008 [30]. The results of the ordination of the individual criteria and the overall ordination of the ecosystem service C storage are listed in “Results and discussion” section, Table 21, Column 8 for the 78 ecosystem type classes. The following conclusions can, therefore, be drawn: the highest value groups in ecosystem type classes are rich beech forests (e.g., “Central European to subcontinental, moderately dry to fresh, nutrient-rich hornbeam-beech forest”, “sub-oceanic, moderately dry to fresh, nutrient-rich beech forest”, “sub-oceanic, moist, nutrient-rich beech forest”).

    Pine forests and forests, which are mostly restricted to dry or humid, nutrient-poor locations, have low carbon storage capacities. Very low potential for storing carbon in soil is assessed to the ecosystem type classes “Central European to subcontinental, dry, moderately nutritious pine forest” and “Central European to subcontinental, dry, rather poor pine forest” occur particularly frequently. Among the 25 ecosystem type classes with a low C storage function are current near-natural forest ecosystems, such as the ecosystem type class “sub-oceanic, moderately dry to fresh, rather poor beech forest”. However, many ecosystem type classes also have little potential for C storage. This ecosystem type classes includes, for example, spruce forests such as the “sub-oceanic, moderately dry to fresh, moderately nutritious spruce forest” or the “sub-oceanic, moderately dry to fresh, moderately nutritious pine forest”, which are very dominant in terms of area. Furthermore, 17 ecosystem type classes have medium potential for carbon storage.

Ordinating ecosystem service aboveground biomass primary production

The following criteria were of particular importance for ordinating the service potentials of the ecosystem type classes for biomass primary production: plant physiological net primary productivity, specific soil fertility and climate influence on fertility. The following method serves to link the reference state of biomass productivity to the ecosystem type classes.

  1. (a)

    Plant physiological net primary production

    The classification of plant species-specific net primary productivity for the reference status of ecosystem type classes shall be based on the potential of species at sites in the sustainable ecological balance of nutrient, water and energy balance. For this reason, yield tables and yield statistics which were collected at sites which represent a more or less harmonious equilibrium of the site factors or which represented this equilibrium at the time of the respective survey, i.e., surveys in particular from the period before 1960 were to be evaluated for the estimation, in particular, for those sites which represent a more or less harmonious equilibrium of the site factors. The basis for the site-type-specific estimation of the potential net primary productivity of forests are yield tables of the current growth of tree species. Over 100 years, the average annual growth for yield class I and the worst yield class of the tree species were determined from the yield tables. The fixed measurement increments (DGZ 100) determined in this way are converted into weight measurement increments with the aid of the tree species-specific wood and bark density [36]. It is assumed that the bark will be removed away from the stock, as is common practice at present. The classification of the tree species-specific net primary productivity is carried out with classification points from 0 to 5, whereby 0 is not assigned, since each tree species and each soil has a net primary productivity (Table 8).

    Table 8 Intervals of net primary production (imber stage) of dominant and sub-dominant species.
  2. (b)

    Determination of soil-specific net primary productivity

    The method described below serves to concretise a discrete soil-typical value within the vegetation-type-specific range of net primary productivity (Table 8) taking into account the different soil properties. This requires first of all the best possible estimation of soil fertility as a function of the soil texture of the horizons of a rooted profile. The criteria were classified as follows.

Soil texture and pedogenesis

The nomenclature of soil texture classes was based on the German Soil Mapping Guide [20]. The criteria of thoroughness could be inferred indirectly from the formation and directly from the groundwater distance. Therefore, the soil texture classes were further subdivided according to pedogenesis (diluvial, alluvial, weathered soils).

Pores with dead water, plant-available adhesive water and air

The volume fractions and diameters of water- and air-filled pores as well as the suction tension of the different soil types were taken from Amberger [49, p. 76].

The proportion of plant-available adhesive water (= usable field capacity) at the various storage densities is highest on average at 26 vol% in silt and sandy silt and lowest at approximately 10 vol% in pure sands. The classification is given in Table 9.

Table 9 Influence of plant-available adhesive water on the formation of soil-specific yield potential

The proportion of pores in rootable air-filled pores is highest in pure sands at 36 vol% and lowest in clays at 4 vol% (Table 10). With a ratio of the pores with available adhesive water to air-filled root-through pores of 1:1, optimum plant growth is given [49].

Table 10 Influence of the proportion of rootable air-filled pores on the formation of soil-specific yield potential

Complementary to the air void components are the components of water-filled pores in which the water tension due to adhesion is greater than the suction tension of the plant roots (pF > 4.2 = dead water). The proportion of very small pores with high adhesive forces is particularly high in clays (42 vol%) and zero in coarse sands (Table 11).

Table 11 Influence of the proportion of water-filled pores on the formation of soil-specific yield potential

In soils with a high proportion of medium and fine pores and a low proportion of coarse pores (silt, clays), adhesive water leads to a lack of air and to waterlogging caused by adhesive water. The waterlogging hazard can, therefore, also be derived from the proportion of dead water pores (pF > 4.2).

Risk of dehydration

The supply of plants with water in anhydromorphic or drained soils depends directly on the usable field capacity. While with large soil pores (e.g., in soils consisting predominantly of sand) the adhesion and adsorption forces are not sufficient to form a water column in the pores, i.e., the precipitation water flows predominantly as seepage water into the deeper soil layers and is no longer available to the plants, the very high adhesive tension against water in the narrow pores, e.g., from silt and clay, also represents an irretrievable water loss for the plants (permanent wilt point at pF > 4.2). Both soil types are, therefore, particularly susceptible to drying out. The combination of the dead water pore fraction and that of the air void fraction results in the classification of the risk of drying out (Table 12).

Table 12 Influence of dead water and air void content on the formation of soil-specific yield potential
Groundwater influence

This criterion indicates the influence of groundwater on the plant growth of non-wet dependent plant species. It is true that if the groundwater distance is smaller than the potential root penetration depth, plant growth is restricted due to a lack of air in the soil pores. Direct groundwater influence (ground moisture) can, therefore, have an unfavourable influence on plant growth. A favourable influence is exerted by a groundwater field distance at which the soil species-specific capillary ascending force (closed capillary chamber) reaches the effective root penetration depth and thus ensures sufficient soil moisture at all times. If the closed capillary space above the groundwater level generally never reaches the effective root penetration depth, the non-existent influence of the groundwater is classified as “very unfavourable” in this classification. However, it also depends on the way in which the soil is formed. It can, therefore, be simply assumed that diluvial, loess and weathered soils are not influenced by groundwater, whereas alluvial and coastal soils are generally close to groundwater, i.e., the effective root penetration depth of the capillary space is achieved (Table 13).

Table 13 Influence of climate/altitude levels and natural balance components on the formation of the plant-available humus level (after Scheffer and Ulrich [51])
Humus content

The content of organic matter in the mineral topsoil is essentially dependent on climatic influences, annual mean temperature and precipitation as well as on the influence of bases and nitrogen. The organic matter of the soil is of enormous importance, e.g., for water storage capacity, base sorption power and thus for nutrient storage and mobility. For this reason, the humus level was used as a criterion for classifying the nutrient balance (Table 13).

Cation exchange capacity

The cation exchange capacity represents the potential amount of exchangeable cations necessary for plant nutrition (calcium, magnesium, potassium, ammonium ions) and other ions (e.g., hydrogen and aluminium ions) in the soil complex. The type and proportions of clay minerals and organic substances determine the cation exchange capacity. The cation exchange capacity of the clay minerals is essentially permanent. The soil species-specific potential cation exchange capacities are highest for high clay and silt contents in the upper horizons (30 cmolc/kg for loamy, siltigen and pure clays), lowest (2 cmolc/kg) for breeze and pure sands [20] (Table 14).

Table 14 Influence of cation exchange capacity on the formation of soil-specific yield potential
Rootable depth

Information on rootable depth (shallow, medium or deep) can be derived indirectly from the formation and directly from the groundwater distance. Therefore, the soil types were further subdivided into genesis types (diluvial, alluvial, weathered soils). The influence of rootable depth on plant growth was classified according to Table 15.

Table 15 Influence of the rootable depth on the formation of the soil-specific yield potential
Tendency to solidify

This criterion indicates the degree of internal cohesion of horizons or layers as a result of the action of cementing substances. The higher the degree of cementation of the soil particles (e.g., due to deposits), the greater the tendency to solidify. According to Hennings [50], particularly non-cohesive soils with low humus content tend to form putty structures with a high degree of consolidation. It shall be classified in accordance with Table 16.

Table 16 Influence of consolidation tendency on the formation of soil-specific yield potential

To determine the soil-specific net primary productivity, the individual parameters are determined according to soil texture (Table 17). If a soil profile is composed of horizons of different soil textures, the mean value of the classification points is formed over the profile (EP(geo-prof)), i.e., over all horizons of the root area, taking into account the respective thickness of each horizon (depth-weighted averaging).

Table 17 Classification and scoring of soils according to pedogenesis and texture with regard to the influence on potential arable

(c) Determination of climate-specific net primary productivity

The length of the vegetation period is a highly significant climate-ecological influencing factor. The longer the vegetation period in the year (number of days in the year with an average air temperature of ≥ 10 °C), the greater the net primary production. Good to very good growth rates are promoted by vegetation periods ranging from 100 days (medium montane sites) to 200 days (planar lowland sites), while in high montane and alpine regions (60–100 days) net primary production falls significantly below soil-specific net primary productivity. Therefore, the soil-specific net primary productivity is related and classified to the growing season according to Table 18. Rainfall also influences net primary productivity (Table 19).

Table 18 Vegetation period length as a function of annual mean temperature as a factor influencing net primary productivity
Table 19 Annual rainfall as a factor influencing net primary productivity

(d) Consolidation of the criteria-specific ordination for the overall classification of the service potentials of biomass primary production

The merging of the criteria-specific classifications took into account a ranking of the criteria which assumes that the individual criteria should not be included in a merge on an equal footing. The criterion of plant physiological net primary production (annual above-ground timber growth) was given first priority, followed by soil–water balance, nutrient balance, soil structure and climate influence (Table 20).

Table 20 Rules for merging the criteria-specific ordination for the overall classification of biomass productivity (annual increase in tree wood mass)

The ordination score for net plant physiological primary production was then specified according to the following formula:

$${\text{NPP}} = P + \left( {\left( {W - P} \right)*0.5} \right) + \left( {\left( {N - P} \right)*0.25} \right) + \left( {\left( {G - P} \right)*0.125} \right) + \left( {\left( {K - P} \right)*0.06} \right)$$

NPP is the ordination score for total biomass primary productivity; P is the ordination score for net plant physiological primary production (annual above-ground timber growth); W is the ordination score soil water balance; N is the ordination score for nutrient balance; G is the ordination score for the soil structure; K is the ordination score for the climate.

The weighting according to this formula was based on the “Soil Quality Rating” (SQR) [52]. However, this only applies to Germany and possibly to Central Europe. In other European regions, where climatic factors limit primary production to a greater extent, the weighting must be adjusted accordingly. The results of the evaluation of the individual criteria and the overall ordination of the service potential for biomass primary production (here classified on the basis of the annual tree growth on average over 100 years) are listed in “Results and discussion” section, Table 21, Column 12 for the 78 ecosystem type classes. The following conclusions can, therefore, be drawn: the classes with high and very high service potential score are ‘sub-oceanic, moderately dry to fresh, moderately nutritious beech forest’, ‘sub-oceanic, moderately dry to fresh, moderately nutritious spruce forest’ and ‘sub-oceanic, moderately dry to fresh, nutritious beech forest’. This potential is concentrated mainly in the low mountain ranges of southern and western Germany. A low or very low potential for biomass primary production was identified for the ecosystem type class “Central European to subcontinental, dry, rather poor pine forest”.

Results and discussion

As a result of assigning forest ecosystem types (presented by Jenssen et al. [1]) to the presented classes of abiotic site parameters and considering different graduation of ecosystem services, 78 ecosystem type classes were created.

The forest ecosystem types according to Jenssen et al. [1] contain, among other things, information on the main tree species of the currently near-natural ecosystem types. The ecosystem type classification of the currently near-natural ecosystem types according to Jenssen et al. [1] also contains forest ecosystems that fulfill the condition of indicating a self-regulating structure of natural components in a state of ecosystem equilibrium, but which, due to the dominance and/or uniformity of one or a few tree species as a result of management, cannot fulfill certain functions even in the state of ecosystem equilibrium of the abiotic natural components to the same extent as a near-natural forest of uneven age on the same site could. However, since these forest ecosystems are also current near-natural ecosystem types, the reference condition information is used to these ecosystem types to derive maximum possible forest performance potentials, just as is done for the near-natural forest ecosystem types.

The results from the ecosystem type classes as well as the ordination according to ecosystem service potentials can be presented in tabular form. Table 21 is structured as follows: the columns represent the examined ecosystems services, which are structured according to the CICES (“Background” section). The lines show the summarized and renamed ecosystem type classes. The ecosystem services potentials are the medians of the ecosystem type classes from all ecosystem services scores of ecosystem type classes. In the tables dark green areas show high potentials for the provision of the corresponding ecosystem service. In contrast, the pink and light green areas point to lower potential. The term “wood” in Table 21 is applied to near-natural forests, while “forest” means non-natural forests.

Table 21 Scoring potential ecosystem services for ecosystem types covering Germany

The provision of ecosystem services is based on complex interactions of biotic and abiotic ecosystem components, which can be measured and used for a rule-based ordination of the service potentials. The comprehensive methodology presented here operationalises the MAES working group's guidelines quantitatively and in a transparent, rule-based manner. The MAES classification framework for integrative ecosystem assessments comprises the data-driven mapping of ecosystems types as well as the ordination of deviances of current (1991–2010) and future (2011–2070) conditions from a historical reference (1960–1990) and of rulebase-related ecosystem services. The rule-based ordination of the three ecosystem services (biomass primary production, carbon storage function and habitat function) investigated in depth on the basis of quantitative indicators in this investigation is unique in the EU.

Conclusions

As the condition of ecosystems influences their services to humans, it is the objective of the European Union to assess and map the condition of ecosystems and their services at the Union and Member State level to implement conservation or protection measures where appropriate. This requires a methodology that is transparent enough to be applied across the EU and/or in individual Member States. Methodological transparency allows reproducible and objective, i.e., operator-independent results. Therefore, a complex rule-based quantitative methodology was developed and presented in this article. The methodology is used to investigate the relationship between forest ecosystem conditions and services at the national level, using Germany as an example. It enables the analysis of ecosystem condition and, based on this, and estimation of how the potential of selected forest ecosystem services might change over time under the influence of climate change and atmospheric N deposition. The methodology presented is fully replicable, in contrast to previously published approaches. The present study suggests that the ordination approach should be complemented by other ecosystem services and extended across Europe. To this end, the following research is recommended. The study at hand suggest the recommendation to supplement the ordination approach with further ecosystem services and to extend it Europe-wide. In conclusion, the following research is recommended.

  1. A:

    Supplementing the classification of potentially natural forest ecosystem types with those to be expected in the course of climate change in Germany.

    The list of potentially natural ecosystem types is supplemented by adding further forest ecosystem types with their reference statuses for soil chemical, climate ecological and floristic indicators from climate regions outside Germany, which will reach an increasing livelihood with further global warming in Germany. The BERN database [53, 54] contains approx. 45,000 vegetation surveys with corresponding location characteristics and measured values from the neighbouring countries of Germany and other southern European countries. By linking the climate projections from dynamic modelling with the parameter ranges of the climate-ecological indicators of ecosystem types outside Germany, these climate change-related potentially near-natural ecosystem types can be identified and their reference status described accordingly. Similar projects already exist for some regions in Germany [54,55,56,57,58,59], which have already been successfully implemented in forest planning practice for climate-adapted forests. The corresponding experiences should be generalised and tested throughout Germany.

  2. B:

    Complementing the current forest ecosystem types with open-land ecosystem types.

    The BERN database [54, 60] offers representative information with currently 237 open land ecosystems with corresponding ecological characteristics and measured values. The open-land ecosystem types should be examined whether they should also be classified in parallel to the forest groups with regard to their function and services. A regionalisation of the forest ecosystem types to be expected in the course of climate change in Germany should be carried out: (1) Regionalisation of potential natural ecosystem types using the pnV map of Europe; (2) intersection of the map generated in this way with information from the European Environment Agency (EEA) on the current tree species distribution and land use; and (3) rule-based allocation and production of a map of ecosystems types in areas outside the extreme values of ecological site characteristics observed in Germany. On this basis, which should include possibly immigrating ecosystem types, the predictive mapping is then carried out according to Breiman et al. [61] and Pesch et al. [62, 63].

  3. C:

    Linking soil chemical dynamic modelling with a dynamic vegetation model.

    The dynamic modelling of soil chemical site indicators carried out by Schlutow et al. [64], including projections for the development of substance inputs and climate at 15 typical sites in Germany with VSD+ [65, 66], leaves room for interpretation as to whether and which developments in vegetation are to be expected as a result of soil chemical changes. The answer to this question has far-reaching practical significance for forestry and agriculture, for green space and landscape planning and other users. Subsequently, the resulting time series of the soil chemical modelling at the representative sites are to be used as input data for the dynamic vegetation modelling. With its dynamic tool, the BERN model offers a proven basis for this [54, 60, 67, 68]. The results will be interpreted and generalised where possible.

  4. D:

    Derivation of measures for the regeneration of ecosystems with currently reduced integrity.

    Various strategies for restoring the reference state can be derived from the degree of deviation of the current and future integrity from the reference state. For example, in the case of small deviations, the self-regeneration potential of the ecosystem may be sufficient, while large deviations may require renaturation measures. Within the framework of this work package, for each indicator, each function and ecosystem service, the degree of deviation at which the intensity of human influence is required for the regeneration of the reference state is to be estimated in a first step. This results in strategy categories. In the second step, concrete proposals for measures from practical nature conservation, forestry and agriculture, green planning and landscape planning are to be roughly described and assigned to the strategy categories.

Availability of data and materials

See Refs. [69, 70].

Abbreviations

Al:

Alluvial soils of broad river valleys including terraces and lowlands

BArtSchV:

Federal Species Protection Ordinance

BERN:

Model and database “Bioindication for Ecosystem Regeneration towards Natural conditions” [31, 32]

BÜK1000N:

Reference soil profile of the land use-specified soil map 1:1,000,000 Germany [18]

C:

Carbon

°C:

Degree Celsius

C/N:

Carbon/nitrogen ratio

Ca:

Calcium

CEC:

Effective cation exchange capacity

CICES:

Common Classification of Ecosystem Services

CLC:

Corine Landcover [17]

CLRTAP:

Convention on Long-Range Transboundary Air Pollution

Corg:

Organic carbon

D:

Diluvial soils of the undulating lowlands and hilly areas

DWD:

German Weather Service

ECOS:

Ecosystem services

EC REG:

Annex B VO 1332/2005 EC Species Protection Regulation

EEA:

European Environmental Agency

EU:

European Union

FFH DIRECTIVE:

Fauna–Flora–Habitat Directive

FK:

Field Capacity

Hh:

Raised bog

Hn:

Fen

K:

Soils of coastal regions

Lö:

Soils of the loess areas

Ls2–4:

Weak to strong sandy loam

Lt2:

Weak clayey loam

Lt3:

Medium clayey loam

Lts:

Sandy–clayey loam

Lu:

Silty loam

MAES:

Mapping and Assessment of Ecosystems and their Services [4]

N:

Nitrogen

Na:

Sodium

Sl2:

Light loamy sand

Sl3:

Medium clayey sand

Sl4:

Very loamy sandabbr

Slu:

Silty–clayey sand

Ss:

Pure sand

St2:

Light clayey sand

St3:

Medium clayey sand

Su2:

Light silty sand

Su3:

Medium silty sand

Su4:

Strongly silty sand

Tl:

Loamy clay

Ts2:

Slightly sandy clay

Ts3:

Medium sandy clay

Ts4:

Very sandy clay

Tt:

Pure clay

Tu2–4:

Weak to strong silty clay

Uls:

Sandy–clayey silt

Us:

Sandy silt

Ut2–4:

Weak to strong clayey silt

Uu:

Pure silt

V:

Weathered soils of solid rock and their surrounding rock masses in mountainous and hilly areas

Vg:

Rock-rich weathered soils of the high mountains

VSD+:

Very Simple Dynamics Soil model, version 5.3.1

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Acknowledgements

We thank Gudrun Schütze (Federal Environment Agency) for her constructive professional support of the project.

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Open Access funding enabled and organized by Projekt DEAL. The studies were financed by the Federal Environment Agency.

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WS headed the investigation and drafted the manuscript. AS performed the rule-based ranking of ecosystem services. Both authors read and approved the final manuscript.

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Correspondence to Winfried Schröder.

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Additional file 1: Table S1.

Habitat requirements of selected species protected under EU law. 

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Schlutow, A., Schröder, W. Rule-based classification and mapping of ecosystem services with data on the integrity of forest ecosystems. Environ Sci Eur 33, 50 (2021). https://doi.org/10.1186/s12302-021-00481-3

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Keywords

  • Ecosystem condition
  • Ecosystem integrity
  • Ecosystem services
  • Rule-based ranking of ecosystem services
  • EU Biodiversity Strategy
  • Geographic Information System